SQE1 · Dispute Resolution · FLK1

Analysing a claim & pre-action conduct

Before issuing any claim a solicitor must analyse its merits, check limitation and comply with the pre-action rules. SQE1 tests whether you can assess a cause of action and advise on the pre-action steps required by the CPR.

What "Analysing a claim & pre-action conduct" covers

  • Identify the cause of action, the correct parties and their capacity, the remedy sought and whether the claim is worth pursuing on the merits.
  • Check limitation: six years for contract (s.5 LA 1980) and most torts (s.2), three years for personal injury (s.11), running from accrual or date of knowledge.
  • Latent damage claims carry a three-year date-of-knowledge extension (s.14A) subject to a 15-year longstop (s.14B); the court has a discretion to disapply the PI limit (s.33).
  • The Practice Direction on Pre-Action Conduct and any relevant Pre-Action Protocol require the parties to exchange information, a letter of claim and a reasoned response before proceedings.
  • The pre-action stage requires the parties to consider ADR and to disclose key documents so the dispute can settle or narrow without litigation.
  • Proceedings are 'brought' for limitation purposes when the claim form is issued by the court, not when it is later served.
  • Non-compliance with a protocol is penalised through costs and interest sanctions or a stay, rather than by striking out the claim.

Key cases & statutes

The authorities and provisions most likely to matter for this subtopic:

s.2 Limitation Act 1980s.5 Limitation Act 1980s.11 Limitation Act 1980s.14A Limitation Act 1980s.14B Limitation Act 1980s.33 Limitation Act 1980s.35 Limitation Act 1980PD Pre-Action Conduct and ProtocolsCPR 16

How it's tested in SQE1

SQE1 uses single best answer questions: a short factual scenario, one precise question, and five options of which only one is the best answer on the law applied to the facts. For analysing a claim & pre-action conduct, expect to be asked what the correct legal position is, what a party may or must do, or which outcome follows — with more than one option looking arguable. Reading the facts carefully and eliminating the near-misses is the skill that earns the mark.

Where candidates lose marks

  • Timing limitation from the wrong date — it runs from accrual of the cause of action (or knowledge in PI), not from issue of proceedings.
  • Confusing the date proceedings are 'brought' (issue) with the date of service; issuing stops limitation running.
  • Assuming protocol breach strikes out a claim — the sanctions are costs, interest and stays, not dismissal.

Learn and practise this subtopic

A guided lesson and exam-style questions on analysing a claim & pre-action conduct.

FAQ

Is analysing a claim & pre-action conduct tested on SQE1?

Yes — analysing a claim & pre-action conduct is part of the SQE1 Dispute Resolution syllabus (FLK1) and can appear in single best answer questions.

How is analysing a claim & pre-action conduct examined in SQE1?

SQE1 tests it by application: you're given a realistic scenario and choose the single best answer from five options. The focus is on using the law correctly, not reciting it — knowing the leading authorities (s.2 Limitation Act 1980, s.5 Limitation Act 1980) helps.

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LearnSQE is independent study material and is not affiliated with, authorised or endorsed by the Solicitors Regulation Authority (SRA), Kaplan or any other body. SQE assessments are set and marked by the SRA and Kaplan. Always confirm the current syllabus, rules, dates and fees on the official SRA SQE website. This guide is provided for revision support and is not legal advice.