SQE1 · Dispute Resolution · FLK1

Case management & the tracks

After a defence is filed the court manages the case and allocates it to a track. SQE1 tests the allocation thresholds, the features of each track, and the court's approach to sanctions and relief.

What "Case management & the tracks" covers

  • The overriding objective in CPR 1.1 requires cases to be dealt with justly and at proportionate cost, and the court manages cases actively to that end.
  • The small claims track handles claims up to £10,000 (personal injury general damages up to £1,000, or £5,000 for RTA claims) with limited costs recovery.
  • The fast track covers claims over £10,000 up to £25,000 where trial should last no more than one day, with fixed recoverable costs.
  • The intermediate track, introduced in October 2023, covers less complex claims over £25,000 up to £100,000 with a trial of up to three days, no more than two expert witnesses per party giving oral evidence, and fixed recoverable costs by complexity band.
  • The multi-track handles claims over £100,000 or those that are complex, and typically involves costs budgeting using Precedent H.
  • Parties complete a directions questionnaire to assist allocation, and the court then gives directions to trial.
  • Where a party fails to comply with a rule or order, relief from sanctions is assessed under CPR 3.9 applying the three-stage Denton test.

Key cases & statutes

The authorities and provisions most likely to matter for this subtopic:

CPR 1.1 (overriding objective)CPR 26 (allocation)CPR 28 (fast track)CPR 29 (multi-track)CPR 45 (fixed recoverable costs)CPR 3.9 (relief from sanctions)Denton v TH White Ltd [2014] EWCA Civ 906Mitchell v News Group Newspapers Ltd [2013] EWCA Civ 1537

How it's tested in SQE1

SQE1 uses single best answer questions: a short factual scenario, one precise question, and five options of which only one is the best answer on the law applied to the facts. For case management & the tracks, expect to be asked what the correct legal position is, what a party may or must do, or which outcome follows — with more than one option looking arguable. Reading the facts carefully and eliminating the near-misses is the skill that earns the mark.

Where candidates lose marks

  • Using outdated track thresholds and forgetting the intermediate track for claims over £25,000 up to £100,000.
  • Misapplying Denton — the three stages are seriousness, reason for default, and all the circumstances including the need for compliance.
  • Assuming full costs recovery on the small claims track, where costs shifting is very limited.

Learn and practise this subtopic

A guided lesson and exam-style questions on case management & the tracks.

FAQ

Is case management & the tracks tested on SQE1?

Yes — case management & the tracks is part of the SQE1 Dispute Resolution syllabus (FLK1) and can appear in single best answer questions.

How is case management & the tracks examined in SQE1?

SQE1 tests it by application: you're given a realistic scenario and choose the single best answer from five options. The focus is on using the law correctly, not reciting it — knowing the leading authorities (CPR 1.1 (overriding objective), CPR 26 (allocation)) helps.

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LearnSQE is independent study material and is not affiliated with, authorised or endorsed by the Solicitors Regulation Authority (SRA), Kaplan or any other body. SQE assessments are set and marked by the SRA and Kaplan. Always confirm the current syllabus, rules, dates and fees on the official SRA SQE website. This guide is provided for revision support and is not legal advice.